I'm a Financial Consultant & Broker My Work Lloyd Brendan James

Hi, my name is

Lloyd Brendan James

I’m a Financial consultant and Expert Broker with 22 years of reliable experience in 4 firms. Let's build your Curated portfolio together!.

What I do
Services

What I do

As a Financial Consultant/Broker, I handle Client routine inquiries while focusing great attention to details and providing accurate and reliable advices on securities. In addition, I offer exclusive, reliable Trading and Financial planning services and manage investment portfolios with proficient aim to improve ROI. As A Financial Consultant, Adviser And Broker With 22 years of experience I Have Worked with 4 Firms.

Lloyd Brendan James
Working with

Experience

I’m a Financial consultant and Expert Broker with 22 years of proficient and reliable experience.

2017

Firm

FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) 1230 MAIN STREET, COLUMBIA, SC 29201

2021

Firm

FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) 1230 MAIN STREET, COLUMBIA, SC 29201

2021-Date

Firm

FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) 1230 MAIN STREET, COLUMBIA, SC 29201

2017

Examination(s)

Series 65 - Uniform Investment Adviser Law Examination

2011

Examination(s)

Series 63 - Uniform Securities Agent State Law Examination

2018

Examination(s)

SIE - Securities Industry Essentials Examination

2011

Examination(s)

Series 6 - Investment Company Products/Variable Contracts Representative Examination

Examinations

Additional information including my professional designations is available in the Detailed Report.

Detailed Report

SIE - Securities Industry Essentials ExaminationOct 1, 2018

General Industry/Product Exams

Series 7 - General Securities Representative ExaminationAug 15, 2012

General Industry/Product Exams

Series 66 - Uniform Combined State Law ExaminationAug 15, 2012

State Securities Law Exams

Series 63 - Uniform Securities Agent State Law ExaminationNov 19, 2010

State Securities Law Exams
Lloyd Brendan James
Lloyd Brendan James

Testimonials

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Contact.

My Office Address

304 S JEFFERIES BLVD, WALTERBORO, SC 29488